The Securities and Exchange Commission (SEC) on Thursday charged Cantor Fitzgerald L.P., a global financial services firm ...
The Securities and Exchange Commission on Thursday charged finance/brokerage firm Cantor Fitzgerald with fraud over making ...
The SEC said two Cantor Fitzgerald-controlled blank check companies failed to inform investors of ongoing talks with ...
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Trump Commerce Nominee Lutnick’s Firm Faces SEC PenaltyCantor Fitzgerald has agreed to pay a civil penalty of over $6 million to settle charges from the SEC alleging regulatory ...
Since the SPAC boom went bust in 2022, Cantor Fitzgerald has remained a top player as a banker to the industry. The bank has ...
The SEC alleged that Cantor Fitzgerald caused the SPACs in their SEC filings to deny having had contact or substantive discussions with potential business combination targets before their IPOs.
Recent reports from federal regulators warning about crypto’s volatility and lack of regulation echo alerts about the ...
Yesterday, the Securities and Exchange Commission charged Cantor Fitzgerald, LP, and two Special Purpose Acquisition ...
The investment giant caused two SPACs it controlled to make inaccurate statements to investors about merger discussions, ...
Commerce Secretary pick Howard Lutnick’s firm agreed to settle with the Securities and Exchange Commission over disclosures ...
The global financial services firm paid $6.75 million to settle the charges brought by the Securities and Exchange Commission.
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