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SEC charges Cantor Fitzgerald, led by Trump's Commerce pick
Howard Lutnick's Cantor Fitzgerald settles SEC fraud claim
The Securities and Exchange Commission on Thursday charged finance/brokerage firm Cantor Fitzgerald with fraud over making misleading disclosures in SEC filings, leading to the company paying a $6.75 million settlement without admitting or denying the charges.
Cantor Fitzgerald, led by Trump’s incoming Commerce Secretary Howard Lutnick, to pay $6.75M to settle SEC charges
The SEC said that the global financial services firm headed by Howard Lutnick violated laws governing disclosures tied to “blank-check companies.”
SEC charges Cantor Fitzgerald, led by Trump's Commerce pick, with breaking securities laws
Cantor Fitzgerald CEO Howard Lutnick is co-chair of the transition team for Donald Trump. The SEC says his firm caused two SPACs to make false statements.
Seeking Alpha on MSN
12h
Cantor Fitgerald to pay $6.75M to settle SEC probe on SPAC dislosures
According to the
SEC
order, a team of
Cantor
Fitzgerald
executives managed and controlled two SPACs — CF Finance ...
1d
on MSN
Cantor Fitzgerald Pays SEC $6.75 million for alleged SPAC abuses
Cantor Fitzgerald LP agreed to pay $6.75 million to settle US Securities and Exchange allegations that it misled investors in ...
InvestmentNews
12h
SEC fines Cantor Fitzgerald $6.75M over allegedly misleading SPAC disclosures
The investment giant caused two SPACs it controlled to make inaccurate statements to investors about merger discussions, ...
7h
SEC Issues $6.75M Fine Against Financial Firm Led by Trump's Choice to Lead Commerce Dept.
The SEC said two Cantor Fitzgerald-controlled blank check companies failed to inform investors of ongoing talks with ...
16h
on MSN
Donald Trump Commerce Pick's Firm Charged by SEC
A firm run by Donald Trump's pick for secretary of commerce has been sued by the Securities and Exchange Commission ( SEC) ...
Crowdfund Insider
12h
SEC Commissioner Dissents Following Charges Against Cantor Fitzgerald Regarding SPAC Disclosures
Yesterday, the Securities and Exchange Commission charged Cantor Fitzgerald, LP, and two Special Purpose Acquisition ...
Compliance Week
16h
SEC fines Cantor Fitzgerald $6.75M for failing to disclose pre-IPO talks
Financial services firm
Cantor
Fitzgerald
will pay a $6.75 million fine to the Securities and Exchange Commission (
SEC
) ...
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