Howard Lutnick's Cantor Fitzgerald settles SEC fraud claim
The Securities and Exchange Commission on Thursday charged finance/brokerage firm Cantor Fitzgerald with fraud over making misleading disclosures in SEC filings, leading to the company paying a $6.75 million settlement without admitting or denying the charges.
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Cantor Fitgerald to pay $6.75M to settle SEC probe on SPAC dislosuresAccording to the SEC order, a team of Cantor Fitzgerald executives managed and controlled two SPACs — CF Finance ...
The investment giant caused two SPACs it controlled to make inaccurate statements to investors about merger discussions, ...
The SEC said two Cantor Fitzgerald-controlled blank check companies failed to inform investors of ongoing talks with ...
Financial services firm Cantor Fitzgerald will pay a $6.75 million fine to the Securities and Exchange Commission (SEC) ...
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