Howard Lutnick's Cantor Fitzgerald settles SEC fraud claim
The Securities and Exchange Commission on Thursday charged finance/brokerage firm Cantor Fitzgerald with fraud over making misleading disclosures in SEC filings, leading to the company paying a $6.75 million settlement without admitting or denying the charges.
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Cantor Fitgerald to pay $6.75M to settle SEC probe on SPAC dislosuresAccording to the SEC order, a team of Cantor Fitzgerald executives managed and controlled two SPACs — CF Finance ...
The SEC said two Cantor Fitzgerald-controlled blank check companies failed to inform investors of ongoing talks with ...
The investment giant caused two SPACs it controlled to make inaccurate statements to investors about merger discussions, ...
Financial services firm Cantor Fitzgerald will pay a $6.75 million fine to the Securities and Exchange Commission (SEC) ...
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