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SEC charges Cantor Fitzgerald, led by Trump's Commerce pick
SEC charges Cantor Fitzgerald, led by Trump's Commerce Dept nominee
Why it matters:
Cantor
Fitzgerald
is led by Howard Lutnick, who was recently nominated by President-elect Trump to lead the U.S. Commerce Department. It's unclear if Trump was aware of the
SEC
investigation. The bottom line: Pay attention to the dissent of ...
SEC charges Cantor Fitzgerald, led by Trump's Commerce pick, with breaking securities laws
Cantor Fitzgerald CEO Howard Lutnick is co-chair of the transition team for Donald Trump. The SEC says his firm caused two SPACs to make false statements.
Cantor Fitzgerald, led by Trump’s incoming Commerce Secretary Howard Lutnick, to pay $6.75M to settle SEC charges
The SEC said that the global financial services firm headed by Howard Lutnick violated laws governing disclosures tied to “blank-check companies.”
Seeking Alpha on MSN
5h
Cantor Fitgerald to pay $6.75M to settle SEC probe on SPAC dislosures
According to the
SEC
order, a team of
Cantor
Fitzgerald
executives managed and controlled two SPACs — CF Finance ...
Compliance Week
9h
SEC fines Cantor Fitzgerald $6.75M for failing to disclose pre-IPO talks
Financial services firm
Cantor
Fitzgerald
will pay a $6.75 million fine to the Securities and Exchange Commission (
SEC
) ...
9h
on MSN
Donald Trump Commerce Pick's Firm Charged by SEC
A firm run by Donald Trump's pick for secretary of commerce has been sued by the Securities and Exchange Commission ( SEC) ...
5h
Commerce Pick’s Firm Settles With The SEC
Commerce Secretary pick Howard Lutnick’s firm agreed to settle with the Securities and Exchange Commission over disclosures ...
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